Companies in the Stock Market

655 Words2 Pages

The companies have to lose something when getting the fund as well as the other advantages comes from going public. There are several disadvantages that the companies may suffer. First, being publicly listed in a stock market is not being done in an easy and simple way. For a company to trade its stock in stock market, following the requirements of Securities Exchange Act 1934 as well as other regulations monitored by Securities Exchange Commission (SEC) is compulsory. Primary requirements of Securities Exchange Act 1934 include disclosure of periodic financial report which consists of the revenue, cash flow and assets of a company. Financial disclosure is to protect the investors from being swindled by the company. However, this might threaten the company as the information that disclosed can be benefit to the competitors. Competitors can use the information to gain more profit or plan for a takeover. Furthermore, this can be a bias for new companies as they might do not have complete financial report the required by the statute. Thus, trading in stock market can be more difficult than being privately held. All of information should be discover to the public and shouldn’t remain any secret.

Besides the disadvantages of disclosure, trading in a stock market publicly might cost higher than being privately held for a company. Due to the requirement of Securities Exchange Act 1934 as well as Sarbanes-Oxley Act 2002 (SOX), a company that want to trade in a stock market basically has to spend a lot on financial reporting documents, audit fees, investor relation departments and accounting oversight committees. Moreover, SOX requires listing company to have independent audit committee to avoid fraud like what happened in Enron. These le...

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...estors and clients will become unconfident to company’s financial position which then causes company to face with more losses. Being a listed company, the owner and manager will have to change their decision making trend from benefiting the company to benefiting the investors.

Works Cited

http://www.qwoter.com/college/Trading-Basics/why_do_companies_issue_stock.html

http://www.businesslink.gov.uk/bdotg/action/detail?itemId=1074401437&type=RESOURCES

http://www.zeromillion.com/financial-services/stocks-trading-advantages-and-disadvantages-by-tim-wreford.html

http://www.onlineforextrading.com/learn-trading/forex-vs-stocks

http://www.sec.gov/about/laws.shtml#secexact1934

http://www.enotes.com/major-acts-congress/securities-exchange-act

http://www.economist.com/node/3984019?story_id=3984019

http://ezinearticles.com/?An-Overview-Of-Sarbanes-Oxley-Act&id=855861

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