Penalty Doctrine Of The English Contract Law

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Traditionally in English contract law, a common law rule called the ‘penalty doctrine’ has applied. This rule prohibits the enforceability of contractual clauses that stipulate the payment of an extravagant level of damages in the event of breach. Recently, this doctrine has come into question in Talal El Makdessi v Cavendish Square Holdings BV; judgment from the Supreme Court on the case is currently awaited. In Makdessi, the Supreme Court must decide whether the penalty doctrine should remain. This essay submits there is no place for the doctrine in present-day English law. The main justification for the penalty doctrine tends to echo the judgment in Dunlop Pneumatic Tyre Co Ltd v New Garage & Motor Co Ltd, that it is ‘extravagant and …show more content…

In any case, it hardly seems unconscionable to apply a clause in the commercial context where two parties of equal bargaining power have freely agreed on a liquidated damages sum, which explains courts’ reluctance to apply the doctrine between commercial parties. Even in cases of unequal bargaining power – for example, between a large corporation and an individual consumer – the penalty doctrine is redundant in light of the Unfair Terms in Consumer Contract Regulations 1999, where Schedule 3 paragraph (e) stipulates that terms imposing a disproportionately high payment are presumptively unfair, and hence …show more content…

This principle represents the default rule in contract to award the claimant a sum placing him in the position he would have been in had the breach not been committed. Penalty clauses, on the contrary, may go over and above this amount. However, parties are already able to contract out of certain limits in the law of damages, such as mitigation principles or the rules on remoteness. It would be illogical for the courts to permit this at the same time as prohibiting parties from contracting out of the compensatory principle

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